Introduction
Adam J. Gwaltney is an experienced transactional attorney within the Mergers and Acquisitions and Public Finance practice areas.
He represents both privately held and publicly traded companies in a variety of corporate and financial matters, including corporate acquisitions, sales, mergers, restructurings and governance issues. He also works with states and state agencies in the issuance of tax-exempt bonds. Adam brings value to his clients by providing sound legal advice with practical applications.
My focus
In addition to my general corporate work, I focus my practice on working with clients in three principal areas:
Mergers and Acquisitions
I work with companies of all sizes and advise them on strategic opportunities related to their businesses. I assist my clients in the negotiation and preparation of both stock and asset purchase agreements, formation of joint ventures and private equity transactions.
Public Finance
I serve as bond counsel, underwriter’s counsel and borrower’s counsel in connection with the issuance of tax-exempt and taxable revenue bonds for nonprofit institutions including hospitals, colleges and private secondary schools. I have worked closely with states, state agencies and other governmental entities in various public finance matters.
I work with clients on negotiating, drafting and reviewing complex loan and trust agreements and master indentures, including multi-modal structures with various forms of credit enhancement, public offering documents and closing documentation.
Securities
I offer extensive experience advising publicly traded companies on compliance with SEC rules, NYSE and NASDAQ exchange requirements and other securities laws and regulations.
Looking ahead
I believe clients are going to see big changes in international trade regulations, which will impact how they do business. New policies could cause companies to close international operations and move those operations to the United States in order to avoid tariffs and adverse tax consequences. While it will benefit employment in the United States, it could negatively impact revenue for some companies as a result of increased operational costs.
In the news
- Providence Business First
Law firm cautions business owners to learn more about new FinCEN rules
Sep 18, 2024This article covering the Corporate Transparency Act and its upcoming reporting deadline includes commentary from Providence Corporate partner Adam Gwaltney. Adam discusses the Act in detail, including reporting requirements and best practices for businesses as they seek to comply with the law.
- Rhode Island Lawyers Weekly
Pandemic prompts urgent review of overlooked contractual clause
Providence Corporate partner Adam Gwaltney weighs in on the implication of force majeure clauses, particularly in cross-border contracts. These boilerplate clauses are becoming a popular topic as businesses consider the possibility they may not be able to fill contractual obligations as a result of coronavirus.March 26, 2020 - Providence Business News
Tips for smooth business sales
Providence Corporate partner Adam Gwaltney wrote this contributed article outlining five areas of focus for a business owner looking to sell in an environment of high valuations.July 20, 2018 - Mergers & Acquisitions
Cross border deals slow down
Providence M&A and corporate transactions partner Adam Gwaltney discusses deal flow in 2017.Aug 8, 2017 - Boston Business Journal
People on the Move
Jan 19, 2017The arrival of new Providence M&A and corporate transactions partner Adam Gwaltney is featured in this roundup of business movers and shakers.
- Mergers & Acquisitions
People Movers
Jan 19, 2017The arrival of Providence M&A and corporate transactions partner Adam Gwaltney is featured in this roundup of people on the move.
Admitted to practice
Massachusetts
Rhode Island
Education
Boston College Law School, J.D.
University of Rhode Island, B.A.
Professional activities
- American and Rhode Island bar associations
- National Association of Bond Lawyers
- University of Rhode Island Alumni Association.
Recognition
- Selected, through a peer-review survey, for inclusion in The Best Lawyers in America® 2025 in the field of Corporate Law and Mergers and Acquisitions; listed in Best Lawyers since 2016
- Recognized for exceptional standing in the legal community in Chambers USA: America’s Leading Lawyers for Business for Corporate/Commercial
Professionals in the Practice Area
View AllChristopher P. Keefe
Partner / Chair, Business & Finance Department- Boston
- Office:+1 617.345.1350
- ckeefe@nixonpeabody.com
-
Todd Tidgewell
Partner / Leader, Corporate Practice Group- Albany
- Office:+1 518.427.2705
- ttidgewell@nixonpeabody.com
-
Lori B. Green
Partner / Co-Leader, M&A and Corporate Transactions Team / Co-Leader, Cannabis Practice- Rochester
- Office:+1 585.263.1236Mobile:+1 585.281.3076
- lgreen@nixonpeabody.com
-
Robert A. Drobnak
Partner / Practice Group Co-leader, Global Finance- Chicago
- Office:+1 312.977.4348
- radrobnak@nixonpeabody.com
-